Seriema - Low Cost SM&CR Tool
Our solution supports HR and compliance departments by automating processes to meet the FCA’s Senior Manager & Certification Regime (SM&CR).
HR and Compliance departments in FCA regulated businesses are busy enough at the best of times. Whilst the FCA say that SM&CR requires no new roles, there will be an increase in the amount of work to be done in these areas, such as:
- Producing and maintaining statements or responsibility for senior management
- Producing and maintaining certificates for Certified staff
- Performing ‘Fit and Proper’ assessments on a regular basis
- Using regulatory references during the hiring process
- Supporting senior managers evidence their reasonable steps
- Managing conduct rules breaches in line with FCA reporting guidelines
How does Seriema help?
All this for only £2000, you’ll never find anything close to this from any other vendor, hurry, hurry, hurry, the 9th December is getting closer!